Filings for Rule Number 3901-6-13

Title Suitability in annuity transactions.
Agency Department of Insurance
Division
Contact Tina Chubb
Phone (614) 728-1044

Actions

Public Notice
RSFA Analysis
Rule
Appendices
Hearing Summary Reports
CSI Business Impact Analysis
CSI Recommendation
CSI Agency Memorandum
    of Response
Title File Date Action Type Class Hearing Eff Date Exp Date FYR Documents
No Current Actions
Title File Date Action Type Class Hearing Eff Date Exp Date FYR Documents
Suitability in annuity transactions. 09/01/2023 No Change No Change 119.03 Y
RSFA Analysis
Rule Body
Appendices
CSI Business Impact Analysis
CSI Recommendation
CSI Agency Memorandum of Response
Suitability in annuity transactions. 09/01/2023 Withdraw Final No Change 119.03 Y
Rule Body
CSI Business Impact Analysis
CSI Recommendation
CSI Agency Memorandum of Response
Suitability in annuity transactions. 08/31/2023 No Change No Change 119.03 Y
RSFA Analysis
Rule Body
CSI Business Impact Analysis
CSI Recommendation
CSI Agency Memorandum of Response
Suitability in annuity transactions. 02/04/2021 Final File Rescission 119.03 02/14/2021 Y
Rule Body
CSI Business Impact Analysis
CSI Recommendation
CSI Agency Memorandum of Response
Suitability in annuity transactions. 02/04/2021 Final File New 119.03 02/14/2021 N
Rule Body
Appendices
CSI Business Impact Analysis
CSI Recommendation
CSI Agency Memorandum of Response
Suitability in annuity transactions. 11/30/2020 Original File Rescission 119.03 01/04/2021 Y
Public Notice
RSFA Analysis
Rule Body
Hearing Summary Report
CSI Business Impact Analysis
CSI Recommendation
CSI Agency Memorandum of Response
Suitability in annuity transactions. 11/30/2020 Original File New 119.03 01/04/2021 N
Public Notice
RSFA Analysis
Rule Body
Appendices
Hearing Summary Report
CSI Business Impact Analysis
CSI Recommendation
CSI Agency Memorandum of Response
Suitability in annuity transactions. 08/30/2018 No Change No Change 119.03 Y
RSFA Analysis
Rule Body
CSI Business Impact Analysis
CSI Recommendation
CSI Agency Memorandum of Response
Suitability in annuity transactions. 01/08/2014 No Change No Change 119.03 Y
RSFA Analysis
Rule Body
CSI Business Impact Analysis
CSI Recommendation
CSI Agency Memorandum of Response
Suitability in annuity transactions. 02/03/2011 Final File Rescission 119.03 07/01/2011 Y
Rule Body
Suitability in annuity transactions. 02/03/2011 Final File New 119.03 07/01/2011 N
Rule Body
Suitability in annuity transactions. 11/29/2010 Original File Rescission 119.03 12/30/2010 Y
Public Notice
RSFA Analysis
Rule Body
Suitability in annuity transactions. 11/29/2010 Original File New 119.03 12/30/2010 N
Public Notice
RSFA Analysis
Rule Body
Suitability in annuity transactions. 12/22/2008 Final File Amendment 119.03 01/01/2009 Y
Rule Body
Suitability in annuity transactions. 10/17/2008 Revise Amendment 119.03 11/17/2008 Y
Public Notice
RSFA Analysis
Rule Body
Suitability in annuity transactions. 10/14/2008 Original File Amendment 119.03 11/17/2008 Y
Public Notice
RSFA Analysis
Rule Body
Suitability in annuity transactions. 01/02/2007 Final File New 119.03 03/01/2007 N
Rule Body
Suitability in annuity transactions. 11/30/2006 Refile New 119.03 N
RSFA Analysis
Rule Body
Suitability in annuity transactions. 10/31/2006 Revise New 119.03 N
RSFA Analysis
Rule Body
Suitability in annuity transactions. 10/24/2006 Original File New 119.03 12/01/2006 N
Public Notice
RSFA Analysis
Rule Body
Public Notice
RSFA Analysis
Rule
Appendices
Hearing Summary Reports
CSI Business Impact Analysis
CSI Recommendation
CSI Agency Memorandum
    of Response
Title File Date Action Type Class Hearing Eff Date Exp Date FYR
Public Notice
RSFA Analysis
Rule
Appendices
Hearing Summary Reports
CSI Business Impact Analysis
CSI Recommendation
CSI Agency Memorandum
    of Response
Title File Date Action Type Class Hearing Eff Date Exp Date FYR
Suitability in annuity transactions. 09/01/2023 No Change No Change 119.03 Y
Suitability in annuity transactions. 09/01/2023 Withdraw Final No Change 119.03 Y
Suitability in annuity transactions. 08/31/2023 No Change No Change 119.03 Y
Suitability in annuity transactions. 02/04/2021 Final File Rescission 119.03 02/14/2021 Y
Suitability in annuity transactions. 02/04/2021 Final File New 119.03 02/14/2021 N
Suitability in annuity transactions. 11/30/2020 Original File Rescission 119.03 01/04/2021 Y
Suitability in annuity transactions. 11/30/2020 Original File New 119.03 01/04/2021 N
Suitability in annuity transactions. 08/30/2018 No Change No Change 119.03 Y
Suitability in annuity transactions. 01/08/2014 No Change No Change 119.03 Y
Suitability in annuity transactions. 02/03/2011 Final File Rescission 119.03 07/01/2011 Y
Suitability in annuity transactions. 02/03/2011 Final File New 119.03 07/01/2011 N
Suitability in annuity transactions. 11/29/2010 Original File Rescission 119.03 12/30/2010 Y
Suitability in annuity transactions. 11/29/2010 Original File New 119.03 12/30/2010 N
Suitability in annuity transactions. 12/22/2008 Final File Amendment 119.03 01/01/2009 Y
Suitability in annuity transactions. 10/17/2008 Revise Amendment 119.03 11/17/2008 Y
Suitability in annuity transactions. 10/14/2008 Original File Amendment 119.03 11/17/2008 Y
Suitability in annuity transactions. 01/02/2007 Final File New 119.03 03/01/2007 N
Suitability in annuity transactions. 11/30/2006 Refile New 119.03 N
Suitability in annuity transactions. 10/31/2006 Revise New 119.03 N
Suitability in annuity transactions. 10/24/2006 Original File New 119.03 12/01/2006 N